Class 12 Entrepreneurship Notes · CBSE

Sources of Finance and Capital Markets

Sources of Finance and Capital Markets — learn why finance is the elixir of every enterprise, the three questions of fund raising, internal vs external sources, and how capital markets intermediate between savers and entrepreneurs. CBSE Class 12 Entrepreneurship notes with the Twitter and Air India case studies.

Last updated: 10 Sep 2026

Notes

Finance — The Elixir of Enterprise

Business is full of surprises. As an entrepreneur, one may face situations that can catch them off guard — any situation has the potential to become either a ‘disaster’ or an ‘opportunity’. Whether running a home-based business or a mid-sized venture, the first thing required is money. One cannot imagine a world without money — everyday life and every human activity is dependent upon it. Even in a bid to minimize losses, it is essential to prepare for the “unexpected” by arranging and protecting resources.

Finance
Finance refers to funds or monetary resources needed by individuals, business houses, and the government.

Like a lubricant to production

The significance of finance in an enterprise is like a lubricant to the process of production. It is one of the most important prerequisites to start an enterprise. Finance is the elixir that assists in the formation of new businesses and allows businesses to take advantage of opportunities to grow and expand. Right from the very beginning — i.e., conceiving an idea — finance is required (see the eight demands below).

Why financing is rated first

‘Production’, ‘Marketing’ and ‘Financing’ are deemed the most important factors for any business survival, with Financingrated first because nothing can be done without money. Thus, the most critical element for success in business is ‘Finance’.

Before the first cup of chai

Think of the smallest business you know — the chai stall outside your school gate. Before a single cup is sold it needs ₹4,000 for a stove and kettle, ₹3,000 for milk, tea leaves and sugar, and ₹2,000 for cups and a table. No money, no chai — and no business. That is why finance is rated first: it is the prerequisite of every other activity.

Eight Demands on Finance — Where the Money Goes

Right from the very beginning, i.e., conceiving an idea, finance is required to:

Journey phase:Set-upDiscoveryOperationsGrowth & resilience

How much money is needed?

As regards the money needed, it can be estimated by developing a statement of various assets required by the enterprise. Integral to the total amount needed is deciding about its arrangement or sources.

Three Questions Before Anything Else

Before doing anything, an entrepreneur should clearly answer the following three questions:

1

How much money is required? It can be estimated by developing a statement of various assets required by the enterprise.

2

Where will money come from? Integral to the total amount needed is deciding about its arrangement or sources.

3

When does the money need to be available? Timing of availability must be planned.

The three questions in action — a tiffin service

Riya plans a weekend tiffin service for working professionals. How much? ₹1,20,000 — kitchen equipment ₹60,000, licence and packaging ₹20,000, and three months of ingredients ₹40,000. Where from? ₹50,000 of her own savings and ₹70,000 from family (internal sources), plus a ₹2,00,000 bank loan later (external source).

When? The kitchen money is needed in month 1; the loan is needed only in month 6, once orders cross 50 tiffins a day. Answering all three before spending a rupee is what keeps a venture from running out of cash.

Case Study I — Twitter Tweets (The Power of Finance)

Stage 1The Rise

Twitter, named after the sound of chirping birds in 2006, has grown from a few thousand users to more than 200 milliontoday. Most of Twitter's revenue comes from advertising. Research firm eMarketer estimated Twitter's worldwide ad revenue for 2013 at $582.8 million, up from $288.3 million in 2012.

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Think about it — the Indian parallel

Zomato went public in July 2021 and raised about ₹9,375 crore— one of India's biggest IPOs of the year. The money was not the goal; the muscle it bought was — hiring, dark stores, and acquisitions such as Blinkit. Every large Indian brand you use (Zomato, Nykaa, Paytm) once stood exactly where Twitter stood: a growing company deciding whether to raise from markets.

Case Study II — Air India (Money is Always a Problem)

The Default

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“Air India has defaulted on working capital loan interest payment of ₹200 croresdue to the financial crisis that the airline is facing,” confirmed Air India sources on 21st May 2011.

Air India had high-cost loans worth about ₹40,000 crores.

This was perhaps the first time that the national carrier defaulted on its payments to banks.

What the two cases teach together

Twitter shows the upside: capital raised through markets fuels hiring, operations and acquisitions. Air India shows the risk: debt carries interest obligations that must be met regardless of business performance — and a poor financial position closes the door to further borrowing. Finance must be arranged and protected, even in a bid to minimize losses.

Think about it — the same trap, one street away

A stationery shop borrows ₹2,00,000 at 12% to add a photocopy corner. That is ₹24,000 of interest every year — payable whether or not students buy anything. If sales dip and two EMIs are missed, the bank stops lending more, and the copier that was supposed to grow the shop becomes the reason it struggles.

Air India's ₹200 crore interest default on ₹40,000 crore of loans is the same story at a scale of thousands of crores.

Two Families of Sources — Internal and External

Internal sources

Referred to as owner's own money, also known as 'equity'. Particularly in the case of small entrepreneurs, the owner's money is very small.

Example

A home baker starts her kitchen with ₹40,000 of her own savings.

Equity — owner's own money

External sources

An overwhelming portion of money is arranged from these sources.

Example

The same baker later takes an ₹8,00,000 bank loan to buy a commercial oven.

Arranges the overwhelming portion of funds

Every source brings its own mix

Different sources carry very different obligations, responsibilities, and opportunities. Optimal financing of profitable new investment opportunities is a key issue for all entrepreneurs today. The more successful an entrepreneur is, the more money is required to remain further competitive and visible — not to forget Twitter's IPO launch. Additional funds are an “all-time requirement”.

Giving up a slice to grow

Nowadays, a common growing practice is where the entrepreneur gives up part of his/her ownership in the enterprise and in return receives money to develop the business.

Case Study III — Financial gaming

Google purchased Motorola Mobility for $9.8 billion; Microsoft Corporation purchased Skype for $8.5 billion and the Nokia Handset and Service Business for $7.2 billion — notable Mergers and Amalgamations of 2011 — because the latter companies were in financial crisis and the former were financially strong, looking for expansion strategies.

The same business, two families of money — Flipkart

Flipkart's founders started with their own savings — internal. Then, round after round, they gave up slices of ownership: Accel, Tiger Global, SoftBank — external.

In 2018 Walmart bought about 77% of Flipkart for $16 billion. The founders owned far less of the company than they started with, but what remained was worth billions — that is the trade “giving up a slice to grow” makes.

Financial Intermediation — The Bridge from Savers to Ventures

At times, we have people who have money that they don't want to spend; rather, they save for future use. On the other hand, there are people who want to spend money to undertake some economic activities but don't have the required amount of finance.

Financial intermediation
The role of transferring financial resources from the surplus units to the deficit units is referred to as 'financial intermediation'.

How money moves: savers → capital market → entrepreneurs

Surplus units (savers)

People who have money they don't want to spend — they save for future use.

Intermediary

Capital markets (financial intermediary)

Play a very vital role as a financial intermediary in the transfer.

Deficit units (entrepreneurs)

People who want to spend money to undertake economic activities but don't have the required amount of finance.

Remember: the capital market stands betweenthe saver and the entrepreneur — it is the bridge, not the destination. Exam answers often lose the mark by calling savers “lenders” or the market a “place”. Savers = surplus units; entrepreneurs = deficit units.

Intermediation at your bank branch

You deposit ₹10,000 in a savings account at 4%. The bank pools your money with thousands of other deposits and lends ₹50 lakh to a boutique at 11%. The boutique buys sewing machines and fabric, you earn interest, and the bank keeps the spread. Money travelled from a saver (you) to an entrepreneur (the boutique) without the two of you ever meeting — that is financial intermediation.

Capital Markets — The Marketplace for Money Capital

Capital market
A capital market may be defined as an organized mechanism meant for effective and smooth transfer of money capital or financial resources from the investors to the entrepreneurs. Here, productive capital is raised and made available for industrial purposes.

The most important source

Capital markets are the most important source of raising finance for entrepreneurs because this market can:
1

Mobilize financial resources on a nationwide scale.

2

Secure the required foreign capital and know-how to promote economic growth at a faster rate.

3

Ensure the most effective allocation of the mobilized financial resources — by directing them either to such projects which are capable of the highest yield or to the underdeveloped priority areas where there is an urgent need to promote balanced and diversified industrialization.

The needs of entrepreneurs who actually use the savings for productive purposes are varied. The capital market satisfies the tastes of savers and the needs of investors through its various financial instruments and institutions.

Overview only — detailed working of these markets is covered separately and is outside the current syllabus scope.
MarketNature
Primary marketNew issues market
Secondary marketOld securities market or stock exchange

Primary vs secondary in one line

When Zomato sold fresh shares to the public for the first time in July 2021, it raised money in the primary market — the company itself received the funds. When you buy one Zomato share on the NSE today, you are in the secondary market — the company receives nothing; another investor does. Entrepreneurs enter through the primary market; investors trade afterwards in the secondary market.

Key Takeaways

Key Takeaways

  • Finance — the funds or monetary resources needed by individuals, business houses and the government — is required right from the moment an idea is conceived, and is the most critical element for business success. So what? Your business idea is stuck without money from day one.
  • Of Production, Marketing and Financing — the three most important factors for business survival — Financing is rated first, because nothing can be done without money.
  • Before doing anything, an entrepreneur must answer three questions: How much money is required? Where will it come from? When does it need to be available? So what? Answer these three before approaching any investor.
  • Internal sources are the owner's own money (equity) — very small for small entrepreneurs; external sources arrange the overwhelming portion of funds. So what? Don't be shy of outside money — most ventures run on it.
  • Financial intermediation transfers financial resources from surplus units (savers) to deficit units (entrepreneurs); capital markets play a vital role as financial intermediary. So what? Capital markets are the bridge between savers like your parents and entrepreneurs like you.
  • A capital market is an organized mechanism for the effective and smooth transfer of money capital from investors to entrepreneurs — it mobilizes resources nationwide, secures foreign capital and know-how, and directs funds to the highest-yield or priority areas.
  • Entrepreneurs enter the capital market through the primary market (new issues) or the secondary market (old securities / stock exchange).